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Once primarily the domain of 401(k) plans of professional organizations such as law firms or medical practices, the self-directed brokerage window has become a more common option in plans sponsored by other types of business. But offering participants the ability to invest outside of the pre-determined fund lineup comes with its own set of additional fiduciary considerations.
Jeff Brown, reporting for U.S. News & World Report, tapped DWC Partner and Retirement Plan Consultant Keith Clark for advice and insight in his article, "Pros and Cons of 401(k) Brokerage Options."
For more information in retirement plan investment menu options, visit our Knowledge Center here.
