Once primarily the domain of 401(k) plans of professional organizations such as law firms or medical practices, the self-directed brokerage window has become a more common option in plans sponsored by other types of business. But offering participants the ability to invest outside of the pre-determined fund lineup comes with its own set of additional fiduciary considerations.
Jeff Brown, reporting for U.S. News & World Report, tapped DWC Partner and Retirement Plan Consultant Keith Clark for advice and insight in his article, "Pros and Cons of 401(k) Brokerage Options."
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